Platform

Configurable AML workflows for regulated teams

Peak AML is building a modular compliance platform. Each module has a defined status — contact us for current availability and early-access options.

Module availability

Product capabilities are tracked centrally. Status labels reflect current development and deployment readiness.

Available Generally available for customer deployment.
Early access Available to selected customers with active implementation support.
In development Under active development; capabilities and timelines may change.
Planned On the product roadmap; not yet available.

Customer and business risk

Early access

Structured risk profiles for individuals and businesses with review triggers and documentation.

Available to selected customers with active implementation support.

Configurable risk tiers and review cadences
Business and beneficial-owner context in one view
Documented risk decisions and overrides

KYC and beneficial ownership

Early access

Collect, verify, and maintain customer identification and ownership information.

Available to selected customers with active implementation support.

Customer onboarding checklists
Beneficial ownership capture workflows
Periodic refresh and escalation paths

Transaction monitoring

In development

Rule-based and scenario-driven monitoring designed for MSB and payment activity patterns.

Under active development; capabilities and timelines may change.

Configurable scenarios and thresholds
Alert routing by location, product, or team
Designed to support human review — not autonomous filing decisions

Alert and case management

In development

Investigate alerts with structured notes, attachments, and approval steps.

Under active development; capabilities and timelines may change.

Case assignment and status tracking
Investigation templates and checklists
Escalation and QA review workflows

Regulatory reporting workflows

Planned

Support CTR and SAR preparation with documentation — filing remains the customer's responsibility.

On the product roadmap; not yet available.

Drafting and review workflows
Does not automatically file SARs or CTRs
Audit trail of preparer and approver actions

CTR and SAR tracking

Planned

Track reporting obligations, statuses, and related case documentation.

On the product roadmap; not yet available.

Reporting calendar and obligation tracking
Link cases to reporting decisions
Retention-aware document storage

Compliance documentation

Early access

Central repository for policies, procedures, and program artifacts.

Available to selected customers with active implementation support.

Version-controlled policy library
Procedure mapping to controls
Exam-ready document organization

Training records

Planned

Track employee and management AML training completion.

On the product roadmap; not yet available.

Role-based training assignments
Completion and attestation records
Management reporting on coverage gaps

Risk assessments

In development

Enterprise and line-of-business risk assessment workflows with structured scoring.

Under active development; capabilities and timelines may change.

Configurable assessment templates
Documented mitigation plans
Periodic refresh scheduling

Audit trails

Early access

Traceable records of configuration changes, reviews, and approvals.

Available to selected customers with active implementation support.

User and timestamp attribution
Configuration change history
Export support for examinations

Management reporting

Planned

Dashboards and summaries for compliance leadership and boards.

On the product roadmap; not yet available.

Open alert and case metrics
Risk and training coverage summaries
Configurable management packs

Platform principles

Configurable compliance workflows — not one-size-fits-all templates forced on every business.
Centralized documentation so teams can find policies, cases, and decisions in one place.
Traceable review decisions with audit trails suitable for internal QA and regulatory review.
Designed for regulated financial operations including MSBs, transmitters, and payment companies.
Human judgment remains part of the process — technology supports investigation and documentation.
Technology and advisory support in one offering when customers need implementation help.

Peak AML does not automatically file SARs or CTRs, and does not make final filing decisions on behalf of customers. Regulatory reporting workflows, where available, support preparation and documentation — filing remains the customer's responsibility.

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